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Lapointe Christopher's Form 4 filing

SoFi Technologies, Inc. (SOFI) · filed Sep 16, 2026

Accession no.
0001864508-26-000008
Filed
Sep 16, 2026, 7:44 PM ET
Trade date
Sep 14, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lapointe ChristopherCIK 0001864508Officer (CFO and PAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2026Common StockMOption exerciseAcquired+52,954––1,878,433Direct
Sep 14, 2026Common StockMOption exerciseAcquired+36,589––1,915,022Direct
Sep 14, 2026Common StockMOption exerciseAcquired+14,609––1,929,631Direct
Sep 14, 2026Common StockFTax withholdingDisposed−59,341$17.32−$1,027,786.121,870,290Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 14, 2026Common StockMOption exerciseDisposed−52,954$0.00$0317,716Direct
Sep 14, 2026Common StockMOption exerciseDisposed−36,589$0.00$0237,829Direct
Sep 14, 2026Common StockMOption exerciseDisposed−14,609$0.00$0204,531Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)