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Ault Global Holdings, Inc.'s Form 4 filing

Abundia Global Impact Group, Inc. (AGIG) · filed Feb 2, 2022

Accession no.
0001864317-22-000004
Filed
Feb 2, 2022
Trade date
Jan 31-Feb 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.27M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Global Holdings, Inc.CIK 000089649310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 31, 2022Common StockSSaleDisposed−406,000$1.40F1−$568,400814,000Indirect
Feb 1, 2022Common StockSSaleDisposed−564,000$1.24F3−$699,360250,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.3955. The range of purchase prices on the transaction date was $1.30 to $1.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F3

The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.2399. The range of purchase prices on the transaction date was $1.16 to $1.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)