Ault Global Holdings, Inc.'s Form 4 filing

Abundia Global Impact Group, Inc. (AGIG) · filed Jan 31, 2022

Accession no.: 0001864317-22-000003
Filed: Jan 31, 2022
Trade date: Jan 28, 2022
Filing delay: 3 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $23.9K. Open-market sales total $440.7K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Ault Global Holdings, Inc.CIK 0000896493	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Jan 28, 2022	Common Stock	PPurchaseAcquired	+15,000	$1.59^F1	+$23,850	1,502,500	Indirect
Jan 28, 2022	Common Stock	SSaleDisposed	−282,500	$1.56^F3	−$440,700	1,220,000	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5851. The range of purchase prices on the transaction date was $1.57 to $1.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5634. The range of purchase prices on the transaction date was $1.45 to $1.64 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)