Ault Global Holdings, Inc.'s Form 4 filing
QXO, Inc. (QXO) · filed Jul 21, 2021
- Accession no.
- 0001864317-21-000012
- Filed
- Jul 21, 2021
- Trade date
- Jul 19-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $361.3K. Open-market sales total $25.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Global Holdings, Inc.CIK 0000896493 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock | PPurchaseAcquired | +31,500 | $8.85F1 | +$278,775 | 737,500 | Indirect | |
| Jul 19, 2021 | Common Stock | SSaleDisposed | −3,000 | $8.56F3 | −$25,680 | 734,500 | Indirect | |
| Jul 20, 2021 | Common Stock | PPurchaseAcquired | +6,500 | $9.77F4 | +$63,505 | 741,000 | Indirect | |
| Jul 21, 2021 | Common Stock | PPurchaseAcquired | +2,000 | $9.52F5 | +$19,040 | 743,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $8.8506. The range of purchase prices on the transaction date was $8.64 to $9.31 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $8.5575. The range of purchase prices on the transaction date was $8.52 to $8.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
Referenced by the price of 1 transaction in Table I.
- F4
The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $9.7702. The range of purchase prices on the transaction date was $9.70 to $9.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
Referenced by the price of 1 transaction in Table I.
- F5
The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $9.5172. The range of purchase prices on the transaction date was $9.48 to $9.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
Referenced by the price of 1 transaction in Table I.