Skip to main content

Ault Global Holdings, Inc.'s Form 4/A amendment

Amended

QXO, Inc. (QXO) · filed Jul 12, 2021

Accession no.
0001864317-21-000010
Filed
Jul 12, 2021
Trade date
Jul 9, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jul 9, 2021

This filing lists 1 non-derivative transaction. Open-market purchases total $67.9K. It was filed 3 days after the trade.

This amendment replaces 0001864317-21-000009 (filed Jul 9, 2021).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Global Holdings, Inc.CIK 000089649310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 9, 2021Common StockPPurchaseAcquired+6,000$11.31F1+$67,860693,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $11.3062. The range of purchase prices on the transaction date was $10.85 to $11.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F2

Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)