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Ritchie Garth's Form 4 filing

Arqit Quantum Inc. (ARQQ) · filed Apr 3, 2026

Accession no.
0001859690-26-000061
Filed
Apr 3, 2026
Trade date
Apr 1-2, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $6.78K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ritchie GarthCIK 0001840684Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 1, 2026Ordinary SharesMOption exerciseAcquired+250$0.00F1$028,511Direct
Apr 1, 2026Ordinary SharesMOption exerciseAcquired+50$0.00F1$028,561Direct
Apr 1, 2026Ordinary SharesMOption exerciseAcquired+250$0.00F1$028,811Direct
Apr 1, 2026Ordinary SharesMOption exerciseAcquired+501$0.00F1$029,312Direct
Apr 2, 2026Ordinary SharesSSaleDisposed−512$13.25−$6,78428,800Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 1, 2026Ordinary SharesMOption exerciseDisposed−250$0.00$01,250Direct
Apr 1, 2026Ordinary SharesMOption exerciseDisposed−50$0.00$050Direct
Apr 1, 2026Ordinary SharesMOption exerciseDisposed−250$0.00$01,501Direct
Apr 1, 2026Ordinary SharesMOption exerciseDisposed−501$0.00$02,499Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted Stock Units ("RSUs") convert into ARQQ ordinary shares on a one-for-one basis.

Referenced by the price of 4 transactions in Table I.

Remarks

Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's securities are exempt from Sections 16(b) and 16(c) of the Act.

Read the full filing on SEC EDGAR (opens in a new tab)