Smith Brian R's Form 4 filing
Alkami Technology, Inc. (ALKT) · filed Nov 12, 2024
- Accession no.
- 0001855290-24-000002
- Filed
- Nov 12, 2024, 5:19 PM ET
- Trade date
- Nov 8-12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $107.8M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Brian RCIK 0001106642 | Director, 10% Owner |
| S3 Ventures Fund III, L.P.CIK 0001490248 | Director, 10% Owner |
| S3 Ventures III, L.L.C.CIK 0001855949 | Director, 10% Owner |
| S3 Ventures GPLP III, L.P.CIK 0001855950 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | SSaleDisposed | −125,000 | $37.50 | −$4,687,500 | 660,060 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −2,375,000 | $37.50 | −$89,062,500 | 14,574,490 | Indirect | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −18,750 | $37.50 | −$703,125 | 641,310 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −356,250 | $37.50 | −$13,359,375 | 14,218,240 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.