Hood Lisa's Form 4 filing
Alpha Teknova, Inc. (TKNO) · filed Nov 17, 2022
- Accession no.
- 0001850902-22-000035
- Filed
- Nov 17, 2022
- Trade date
- May 13-Nov 15, 2022
- Filing delay
- 188 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $17.1K. Open-market sales total $10.8K. It was filed 188 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hood LisaCIK 0001862135 | Officer (Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | PPurchaseAcquired | +772 | $10.93 | +$8,437.96 | 31,234 | Direct | |
| Nov 14, 2022 | Common Stock | PPurchaseAcquired | +2,046 | $4.23 | +$8,654.58 | 33,280 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −2,046 | $5.28 | −$10,802.88 | 31,234 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | AGrant or awardAcquired | +40,498 | $0.00 | $0 | 40,498 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.