Gibson John W Jr's Form 4 filing
Nauticus Robotics, Inc. (KITT) · filed Nov 27, 2024
- Accession no.
- 0001849820-24-000276
- Filed
- Nov 27, 2024
- Trade date
- Oct 9-Nov 26, 2024
- Filing delay
- 49 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $53.7K. Open-market sales total $972.82. It was filed 49 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gibson John W JrCIK 0001189981 | Director, Officer (Interim CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2024 | Common Stock | MOption exerciseAcquired | +3,229 | $0.00 | $0 | 20,322 | Direct | |
| Oct 9, 2024 | Common Stock | SSaleDisposed | −766 | $1.27 | −$972.82 | 19,556 | Direct | |
| Nov 26, 2024 | Common Stock | PPurchaseAcquired | +52,157 | $1.03 | +$53,721.71 | 71,713 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2024 | Common Stock | MOption exerciseDisposed | −3,229 | $0.00 | $0 | 84,417 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.