Gibson John W Jr's Form 4 filing
Nauticus Robotics, Inc. (KITT) · filed Mar 15, 2024
- Accession no.
- 0001849820-24-000008
- Filed
- Mar 15, 2024, 7:56 PM ET
- Trade date
- Mar 13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $67.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gibson John W JrCIK 0001189981 | Director, Officer (Interim CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −938,975 | $0.00 | $0 | 3,155,205 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
Referenced by the price of 2 transactions in Table I.