Levin Eugenie's Form 4/A amendment
AmendedSEMrush Holdings, Inc. (SEMR) · filed Oct 12, 2021
- Accession no.
- 0001849697-21-000004
- Filed
- Oct 12, 2021
- Trade date
- Sep 22-Oct 6, 2021
- Filing delay
- 20 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 6, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.40K. It was filed 20 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Levin EugenieCIK 0001849697 | Officer (Chief Strategy and CDO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Class A Common Stock | CConversionAcquired | +45,000 | $0.00 | $0 | 45,000 | Direct | |
| Oct 6, 2021 | Class A Common Stock | SSaleDisposed | −100 | $24.00 | −$2,400 | 44,900 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Class A Common Stock | CConversionDisposed | −45,000 | –F1 | – | 1,210,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis and will mandatorily convert into Class A common stock on the date that is seven years from the date of the prospectus used in connection with the IPO and upon the occurrence of certain other events as set forth in the Issuer's certificate of incorporation.
Referenced by the price of 1 transaction in Table II.
Remarks
The reporting person inadvertently did not report the September 22, 2021 conversion of 45,000 shares of Class B common stock to Class A common stock. Accordingly, each filing previously made for the reporting person after September 22, 2021 should be read to include an additional 45,000 shares of Class A common stock as held directly by the reporting person in column 5 of Table I. On October 6, 2021, the Reporting person filed a Form 4 which erroneously included an exercise of options and conversion of shares of Class B common stock to Class A common stock on October 6, and the subsequent sale of such shares. This Form 4/A has been filed to report that the exercise of options and related conversion of shares of Class B common stock did not occur. This Form 4/A shows the sale of Class A shares that did occur on such date.