Silodor Deborah's Form 4 filing
Amalgamated Financial Corp. (AMAL) · filed Nov 16, 2021
- Accession no.
- 0001849139-21-000007
- Filed
- Nov 16, 2021
- Trade date
- Nov 11-15, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $351.2K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Silodor DeborahCIK 0001849139 | Officer (EVP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Class A Common Stock | MOption exerciseAcquired | +103,660 | $12.00 | +$1,243,920 | 106,061 | Direct | |
| Nov 11, 2021 | Class A Common Stock | FTax withholdingDisposed | −82,860 | $19.51 | −$1,616,598.6 | 23,201 | Direct | |
| Nov 11, 2021 | Class A Common Stock | SSaleDisposed | −13,171 | $19.59F2 | −$258,019.89 | 10,030 | Direct | |
| Nov 12, 2021 | Class A Common Stock | SSaleDisposed | −4,483 | $19.22F3 | −$86,163.26 | 5,547 | Direct | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −367 | $19.03F4 | −$6,984.01 | 5,180 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +38,520 | $0.00 | $0 | 40,921 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +33,620 | $0.00 | $0 | 74,541 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +31,520 | $0.00 | $0 | 106,061 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40- $19.89 inclusive. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in any of the numbers presented as a weighted average.
Referenced by the price of 1 transaction in Table I.
- F3
The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.15-$19.47.
Referenced by the price of 1 transaction in Table I.
- F4
The price in Column 4 is a weighted average price. The shares were sold in multiple tranches at prices ranging from $19.12-$19, inclusive.
Referenced by the price of 1 transaction in Table I.