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Sprules Karl's Form 4 filing

Alliancebernstein Holding L.P. (AB) · filed Dec 16, 2022

Accession no.
0001845413-22-000011
Filed
Dec 16, 2022
Trade date
Dec 14, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $2.98M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sprules KarlCIK 0001845413Officer (Head of Global Tech and Ops)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 14, 2022AB Holding UnitsSSaleDisposed−18,282$38.97F2−$712,449.54127,027Direct
Dec 14, 2022AB Holding UnitsSSaleDisposed−58,718$38.69F2−$2,271,799.4268,309Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)