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van der Zweep Michael's Form 4 filing

PubMatic, Inc. (PUBM) · filed Aug 18, 2021

Accession no.
0001844595-21-000008
Filed
Aug 18, 2021
Trade date
May 17-Aug 16, 2021
Filing delay
93 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $745.16. It was filed 93 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
van der Zweep MichaelCIK 0001844595Officer (Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 16, 2021Class A Common StockMOption exerciseAcquired+69$0.00$069Direct
Aug 16, 2021Class A Common StockSSaleDisposed−26$28.66−$745.1643Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 17, 2021Class A Common StockAGrant or awardAcquired+1,104$0.00$01,104Direct
Aug 16, 2021Class A Common StockMOption exerciseDisposed−69$0.00$01,035Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)