Elezaj Alex's Form 4 filing
UWM Holdings Corp (UWMC) · filed Feb 3, 2022
- Accession no.
- 0001842397-22-000003
- Filed
- Feb 3, 2022
- Trade date
- Feb 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.56K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elezaj AlexCIK 0001842397 | Director, Officer (EVP, Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,455 | $0.00F1 | $0 | 4,455 | Direct | |
| Feb 2, 2022 | Class A Common Stock | SSaleDisposed | −1,575 | $4.80 | −$7,560 | 2,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,455 | $0.00 | $0 | 9,045 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On February 1, 2022, 4,455 of the Reporting Person's Restricted Stock Units ("RSUs") were settled for an equal number of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.