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Mat Ishbia's Form 4 filing

UWM Holdings Corp (UWMC) · filed Apr 13, 2026

Accession no.
0001841794-26-000056
Filed
Apr 13, 2026, 5:12 PM ET
Trade date
Apr 9-13, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $11.3M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mat IshbiaCIK 0001841794Director, Officer (President and CEO), 10% Owner
SFS Holding CorpCIK 000184200210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 9, 2026Class A Common StockSSaleDisposed−1,000,574$3.91F2−$3,912,244.346,325,839Indirect
Apr 10, 2026Class A Common StockSSaleDisposed−1,000,574$3.71F4−$3,712,129.545,325,265Indirect
Apr 13, 2026Class A Common StockSSaleDisposed−1,000,574$3.66F5−$3,662,100.844,324,691Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.82 to $4.00 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.67 to $3.89 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.57 to $3.73 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)