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Mat Ishbia's Form 4 filing

UWM Holdings Corp (UWMC) · filed Jan 15, 2026

Accession no.
0001841794-26-000010
Filed
Jan 15, 2026, 5:00 PM ET
Trade date
Jan 13-15, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $10.5M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mat IshbiaCIK 0001841794Director, Officer (President and CEO), 10% Owner
SFS Holding CorpCIK 000184200210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 13, 2026Class A Common StockSSaleDisposed−632,874$5.37F2−$3,398,533.381,884,005Indirect
Jan 14, 2026Class A Common StockSSaleDisposed−632,874$5.46F4−$3,455,492.041,251,131Indirect
Jan 15, 2026Class A Common StockSSaleDisposed−632,874$5.72F5−$3,620,039.28618,257Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.23 to $5.46 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.27 to $5.58 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.46 to $5.80 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)