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Mat Ishbia's Form 4 filing

UWM Holdings Corp (UWMC) · filed Oct 14, 2025

Accession no.
0001841794-25-000086
Filed
Oct 14, 2025, 4:53 PM ET
Trade date
Oct 9-14, 2025
Filing delay
5 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions. Open-market sales total $12.7M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mat IshbiaCIK 0001841794Director, Officer (President and CEO), 10% Owner
SFS Holding CorpCIK 000184200210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 9, 2025Class A Common StockSSaleDisposed−596,356$5.30F2−$3,160,686.83,367,020Indirect
Oct 10, 2025Class A Common StockSSaleDisposed−596,356$5.34F4−$3,184,541.042,770,664Indirect
Oct 13, 2025Class A Common StockSSaleDisposed−596,356$5.27F5−$3,142,796.122,174,308Indirect
Oct 14, 2025Class A Common StockSSaleDisposed−596,356$5.38F6−$3,208,395.281,577,952Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.26 to $5.37 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.25 to $5.43 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.18 to $5.36 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.24 to $5.49 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)