Dunn Michael David's Form 4 filing
Symbotic Inc. (SYM) · filed Oct 3, 2024
- Accession no.
- 0001837240-24-000180
- Filed
- Oct 3, 2024
- Trade date
- Oct 1-2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $125.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dunn Michael DavidCIK 0001933434 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +5,498 | –F1 | – | 82,824 | Indirect | |
| Oct 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +7,666 | –F1 | – | 90,490 | Indirect | |
| Oct 2, 2024 | Class A Common Stock | SSaleDisposed | −5,266 | $23.81 | −$125,383.46 | 85,224 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −5,498 | $0.00 | $0 | 27,492 | Direct | |
| Oct 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,666 | $0.00 | $0 | 7,672 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into Class A common stock on a one-for-one basis.
Referenced by the price of 2 transactions in Table I.
Remarks
Reporting Person's title is Senior Vice President, Sales, Marketing & Product Strategy.