Poilasne Gregory's Form 4 filing
Nuvve Holding Corp. (NVVE) · filed Feb 8, 2024
- Accession no.
- 0001836875-24-000029
- Filed
- Feb 8, 2024
- Trade date
- Feb 2, 2024
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $50.0K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Poilasne GregoryCIK 0001852374 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2024 | Common Stock | PPurchaseAcquired | +25,000 | $2.00 | +$50,000 | 90,607.84 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2024 | Common Stock | AGrant or awardAcquired | +25,000 | –F1 | – | 48,109 | Direct | |
| Feb 2, 2024 | Common Stock | AGrant or awardAcquired | +25,000 | –F1 | – | 73,109 | Direct | |
| Feb 2, 2024 | Common Stock | AGrant or awardAcquired | +25,000 | –F1 | – | 98,109 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock, Series A warrants, Series B warrants and Series C warrants were acquired by the reporting person in a public offering conducted by the Company that was closed on February 2, 2024.
Referenced by the price of 3 transactions in Table II.