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Smith Ted C.'s Form 4 filing

Nuvve Holding Corp. (NVVE) · filed Jun 13, 2023

Accession no.
0001836875-23-000105
Filed
Jun 13, 2023, 5:19 PM ET
Trade date
Jun 12, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $12.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Ted C.CIK 0001851979Director, Officer (President and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2023Common StockSSaleDisposed−26,900$0.47F1−$12,643239,350.91Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is the fill price. The reporting person undertakes to provide to Nuvve Holding Corp., any security holder of Nuvve Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the fill price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)