Rowland Stephen Eric's Form 4 filing
Klaviyo, Inc. (KVYO) · filed May 16, 2025
- Accession no.
- 0001835830-25-000057
- Filed
- May 16, 2025
- Trade date
- May 15-16, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $493.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rowland Stephen EricCIK 0001639368 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2025 | Series A Common Stock | SSaleDisposed | −6,560 | $35.06F2 | −$229,993.6 | 440,750 | Direct | |
| May 15, 2025 | Series A Common Stock | SSaleDisposed | −500 | $34.19F3 | −$17,095 | 440,250 | Direct | |
| May 15, 2025 | Series A Common Stock | CConversionAcquired | +22,957 | –F5 | – | 463,207 | Direct | |
| May 15, 2025 | Series A Common Stock | FTax withholdingDisposed | −34,480 | $34.90 | −$1,203,352 | 428,727 | Direct | |
| May 15, 2025 | Series A Common Stock | CConversionAcquired | +28,355 | –F5 | – | 457,082 | Direct | |
| May 16, 2025 | Series A Common Stock | SSaleDisposed | −7,079 | $34.86F7 | −$246,773.94 | 450,003 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2025 | Series A Common Stock | CConversionDisposed | −22,957 | $0.00 | $0 | 490,163 | Direct | |
| May 15, 2025 | Series A Common Stock | CConversionDisposed | −28,355 | $0.00 | $0 | 461,808 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.65 to $35.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.89 to $34.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock and will automatically convert into one share of Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.
Referenced by the price of 2 transactions in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.50 to $35.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.