Baxter William T's Form 4 filing
Vizio Holding Corp. (VZIO) · filed Sep 3, 2021
- Accession no.
- 0001835591-21-000030
- Filed
- Sep 3, 2021
- Trade date
- Sep 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baxter William TCIK 0001137044 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,940 | $2.00 | +$13,880 | 210,493 | Direct | |
| Sep 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +79,760 | $2.89 | +$230,506.4 | 290,253 | Direct | |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −101,360 | $21.00F3 | −$2,128,560 | 188,893 | Direct | |
| Sep 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +527 | $2.89 | +$1,523.03 | 189,420 | Direct | |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −627 | $21.01F4 | −$13,173.27 | 188,793 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,940 | $0.00 | $0 | 83,060 | Direct | |
| Sep 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −79,760 | $0.00 | $0 | 1,283,740 | Direct | |
| Sep 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −527 | $0.00 | $0 | 1,283,213 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $21.00 to $21.05. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $21.01 to $21.03. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.