Ugwumba Chidozie's Form 4 filing
Clene Inc. (CLNN) · filed Aug 6, 2026
- Accession no.
- 0001835544-26-000022
- Filed
- Aug 6, 2026, 1:32 PM ET
- Trade date
- Jul 17, 2026
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 derivative transactions. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ugwumba ChidozieCIK 0001835544 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The Reporting Person was deemed to beneficially own the Warrants indirectly through SymBiosis II LLC by virtue of voting and investment power over the Fund's holdings. Effective July 17, 2026, such power was transferred to a different, unaffiliated third party manager, and the Reporting Person ceased to beneficially own the Warrants reported herein. No consideration was paid or received.
Referenced by the price of 2 transactions in Table II.
Remarks
The response above noting that the Reporting Person is no longer subject to Section 16 is checked because, following the transactions reported herein, the Reporting Person no longer has any relationship to the Issuer as an owner of more than ten percent of any class of the Issuer's equity securities that would subject the Reporting Person to the reporting requirements of Section 16 of the Securities Exchange Act of 1934 with respect to the Issuer.