Considine Terry's Form 4 filing
Apartment Investment & Management Co (AIV) · filed Sep 30, 2021
- Accession no.
- 0001834606-21-000054
- Filed
- Sep 30, 2021
- Trade date
- Sep 28-30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $2.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Considine TerryCIK 0001229384 | Director, Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | PPurchaseAcquired | +150,000 | $6.85F6 | +$1,027,500 | 1,500,000 | Indirect | |
| Sep 29, 2021 | Class A Common Stock | PPurchaseAcquired | +16,803 | $6.98F8 | +$117,284.94 | 1,516,803 | Indirect | |
| Sep 30, 2021 | Class A Common Stock | PPurchaseAcquired | +138,572 | $7.00F9 | +$970,004 | 1,655,375 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.76 to $6.92. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F8
This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.98 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F9
This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.945 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.