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Considine Terry's Form 4 filing

Apartment Investment & Management Co (AIV) · filed Aug 23, 2021

Accession no.
0001834606-21-000052
Filed
Aug 23, 2021
Trade date
Aug 19-23, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $2.94M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Considine TerryCIK 0001229384Director, Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2021Class A Common StockPPurchaseAcquired+150,000$6.55F6+$982,5001,050,000Indirect
Aug 20, 2021Class A Common StockPPurchaseAcquired+223,985$6.50F8+$1,455,902.51,273,985Indirect
Aug 23, 2021Class A Common StockPPurchaseAcquired+76,015$6.61F9+$502,459.151,350,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F6

This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.47 to $6.635. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

Referenced by the price of 1 transaction in Table I.

F8

This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.33 to $6.63. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

Referenced by the price of 1 transaction in Table I.

F9

This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.575 to $6.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)