9830 Macarthur, LLC's Form 4 filing
Aterian, Inc. (ATER) · filed Sep 15, 2021
- Accession no.
- 0001834515-21-000002
- Filed
- Sep 15, 2021
- Trade date
- Sep 1-7, 2021
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.39M. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| 9830 Macarthur, LLCCIK 0001834515 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $7.06 to $7.66, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
Referenced by the price of 1 transaction in Table I.
- F3
All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.34. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
Referenced by the price of 1 transaction in Table I.