O'Brien Tim James's Form 4/A amendment
AmendedN-able, Inc. (NABL) · filed May 18, 2023
- Accession no.
- 0001834488-23-000080
- Filed
- May 18, 2023
- Trade date
- May 15, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
- Original filed
- May 17, 2023
This filing lists 2 non-derivative transactions. Open-market sales total $105.6K. It was filed 3 days after the trade.
This amendment replaces 0001834488-23-000077 (filed May 17, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Brien Tim JamesCIK 0001857436 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −7,500 | $14.08 | −$105,600 | 523,735 | Direct | |
| May 15, 2023 | Common Stock, par value $0.001 per share | FTax withholdingDisposed | −7,340 | $14.01 | −$102,833.4 | 516,395 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 incorrectly indicated that these shares were withheld to satisfy tax withholding obligations. The sales reported in this line were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2022.
- F2
The original Form 4 inadvertently omitted the footnote for this line. This line reflects shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.