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Hirsch Jeffrey K.'s Form 4 filing

PubMatic, Inc. (PUBM) · filed Aug 12, 2021

Accession no.
0001834185-21-000010
Filed
Aug 12, 2021
Trade date
Aug 11, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $177.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hirsch Jeffrey K.CIK 0001834185Officer (Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 11, 2021Class A Common StockCConversionAcquired+5,000$0.00$06,519Direct
Aug 11, 2021Class A Common StockSSaleDisposed−5,000$35.58−$177,9001,519Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 11, 2021Class B Common StockMOption exerciseDisposed−5,000$0.00$055,000Direct
Aug 11, 2021Class A Common StockMOption exerciseAcquired+5,000$0.00$05,000Direct
Aug 11, 2021Class A Common StockCConversionDisposed−5,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)