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Goel Rajeev K.'s Form 4 filing

PubMatic, Inc. (PUBM) · filed Jul 27, 2026

Accession no.
0001833511-26-000032
Filed
Jul 27, 2026, 6:06 PM ET
Trade date
Jul 23, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $617.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goel Rajeev K.CIK 0001833511Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 23, 2026Class A Common StockCConversionAcquired+21,870–F1–69,171Direct
Jul 23, 2026Class A Common StockCConversionAcquired+12,500–F1–81,671Direct
Jul 23, 2026Class A Common StockSSaleDisposed−49,979$12.35F4−$617,005.7531,692Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 23, 2026Class A Common StockMOption exerciseDisposed−21,870$0.00$0116,829Direct
Jul 23, 2026Class A Common StockMOption exerciseAcquired+21,870$2.15+$47,020.5232,854Direct
Jul 23, 2026Class A Common StockCConversionDisposed−21,870$0.00$0210,984Direct
Jul 23, 2026Class A Common StockCConversionDisposed−12,500$0.00$0198,484Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Referenced by the price of 2 transactions in Table I.

F4

Represents the weighted average sale price. The lowest price at which shares were sold was $12.25 and the highest price at which shares were sold was $12.56. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)