Goel Amar K.'s Form 4 filing
PubMatic, Inc. (PUBM) · filed Oct 20, 2021
- Accession no.
- 0001833508-21-000014
- Filed
- Oct 20, 2021
- Trade date
- Oct 18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $102.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goel Amar K.CIK 0001833508 | Director, Officer (Chief Innovation Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2021 | Class A Common Stock | CConversionAcquired | +2,300 | $0.00 | $0 | 2,300 | Indirect | |
| Oct 18, 2021 | Class A Common Stock | SSaleDisposed | −2,300 | $30.00 | −$69,000 | 0 | Indirect | |
| Oct 18, 2021 | Class A Common Stock | CConversionAcquired | +407 | $0.00 | $0 | 407 | Indirect | |
| Oct 18, 2021 | Class A Common Stock | SSaleDisposed | −407 | $30.00 | −$12,210 | 0 | Indirect | |
| Oct 18, 2021 | Class A Common Stock | CConversionAcquired | +700 | $0.00 | $0 | 700 | Indirect | |
| Oct 18, 2021 | Class A Common Stock | SSaleDisposed | −700 | $30.00 | −$21,000 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2021 | Class A Common Stock | CConversionDisposed | −2,300 | $0.00 | $0 | 987,700 | Indirect | |
| Oct 18, 2021 | Class A Common Stock | CConversionDisposed | −407 | $0.00 | $0 | 989,593 | Indirect | |
| Oct 18, 2021 | Class A Common Stock | CConversionDisposed | −700 | $0.00 | $0 | 655,952 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.