Walsh Jeff Alexander's Form 4 filing
loanDepot, Inc. (LDI) · filed Nov 8, 2024
- Accession no.
- 0001831631-24-000283
- Filed
- Nov 8, 2024
- Trade date
- Nov 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $168.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walsh Jeff AlexanderCIK 0001842775 | Officer (President, LDI Mortgage) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Class A Common Stock | SSaleDisposed | −66,666 | $2.53F2 | −$168,664.98 | 3,938,792 | Direct | |
| Nov 6, 2024 | Class A Common Stock | AGrant or awardAcquired | +70,921 | –F3 | – | 4,009,713 | Direct | |
| Nov 6, 2024 | Class A Common Stock | FTax withholdingDisposed | −35,943 | $2.57 | −$92,373.51 | 3,973,770 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Class A Common Stock | AGrant or awardAcquired | +141,844 | $0.00 | $0 | 141,844 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.50 to $2.565. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Referenced by the price of 1 transaction in Table I.
- F3
Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.
Referenced by the price of 1 transaction in Table I.