Skip to main content

Walsh Jeff Alexander's Form 4/A amendment

Amended

loanDepot, Inc. (LDI) · filed Aug 4, 2023

Accession no.
0001831631-23-000248
Filed
Aug 4, 2023
Trade date
May 4-5, 2023
Filing delay
92 days
Rule 10b5-1 plan
Not checked
Original filed
May 8, 2023

This filing lists 2 non-derivative transactions. Open-market sales total $75.1K. It was filed 92 days after the trade.

This amendment replaces 0001831631-23-000142 (filed May 8, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Walsh Jeff AlexanderCIK 0001842775Officer (President, LDI Mortgage)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2023Class A Common Stock, par value $0.001 per shareSSaleDisposed−16,800$1.54F2−$25,8724,285,523Direct
May 5, 2023Class A Common Stock, par value $0.001 per shareSSaleDisposed−29,480$1.67F3−$49,231.64,256,043Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.57. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.59 to $1.715. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Referenced by the price of 1 transaction in Table I.

Remarks

The original Form 4, filed on May 8, 2023, is being amended solely to include a power of attorney as Exhibit 24, pursuant to which the original Form 4 was executed. The rest of the original Form 4 remains unchanged.

Read the full filing on SEC EDGAR (opens in a new tab)