Walsh Jeff Alexander's Form 4/A amendment
AmendedloanDepot, Inc. (LDI) · filed Jul 20, 2023
- Accession no.
- 0001831631-23-000234
- Filed
- Jul 20, 2023
- Trade date
- Jun 6-7, 2023
- Filing delay
- 44 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 8, 2023
This filing lists 2 non-derivative transactions. Open-market sales total $131.3K. It was filed 44 days after the trade.
This amendment replaces 0001831631-23-000175 (filed Jun 8, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walsh Jeff AlexanderCIK 0001842775 | Officer (President, LDI Mortgage) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −42,934 | $1.99F2 | −$85,438.66 | 4,195,104 | Direct | |
| Jun 7, 2023 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −21,351 | $2.15F3 | −$45,904.65 | 4,173,753 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.88 to $2.11. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.09 to $2.19. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Referenced by the price of 1 transaction in Table I.
Remarks
Revised solely to remove the checkmark indicating that the Reporting Person is no longer subject to Section 16 as that box was checked inadvertently. In addition, the transaction reported on the original Form 4 was pursuant to a 10b5-1 plan that was adopted before the new 10b5-1 rules became effective and, as such, the checkbox relating to the affirmative defense conditions of Rule 10b5-1(c) should not have been checked, which is corrected here as well. The rest of the original Form 4 remains unchanged.