Binowitz Dan's Form 4 filing
loanDepot, Inc. (LDI) · filed Jul 12, 2023
- Accession no.
- 0001831631-23-000221
- Filed
- Jul 12, 2023
- Trade date
- Jul 10-11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $41.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Binowitz DanCIK 0001942324 | Officer (Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2023 | Class A Common Stock | MOption exerciseAcquired | +43,789 | –F1 | – | 858,158 | Direct | |
| Jul 10, 2023 | Class A Common Stock | FTax withholdingDisposed | −15,143 | $2.06 | −$31,194.58 | 843,015 | Direct | |
| Jul 10, 2023 | Class A Common Stock | MOption exerciseAcquired | +43,789 | –F1 | – | 886,804 | Direct | |
| Jul 10, 2023 | Class A Common Stock | FTax withholdingDisposed | −15,143 | $2.06 | −$31,194.58 | 871,661 | Direct | |
| Jul 10, 2023 | Class A Common Stock | SSaleDisposed | −9,999 | $2.05F2 | −$20,497.95 | 861,662 | Direct | |
| Jul 11, 2023 | Class A Common Stock | SSaleDisposed | −9,999 | $2.11F3 | −$21,097.89 | 851,663 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2023 | Class A Common Stock | MOption exerciseDisposed | −43,789 | $0.00 | $0 | 131,370 | Direct | |
| Jul 10, 2023 | Class A Common Stock | MOption exerciseDisposed | −43,789 | $0.00 | $0 | 131,370 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.
Referenced by the price of 2 transactions in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.09. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.07 to $2.13. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.