Hsieh Anthony Li's Form 4/A amendment
AmendedloanDepot, Inc. (LDI) · filed Jan 9, 2023
- Accession no.
- 0001831631-23-000013
- Filed
- Jan 9, 2023
- Trade date
- Sep 14-15, 2022
- Filing delay
- 117 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 16, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $164.2K. It was filed 117 days after the trade.
This amendment replaces 0001831631-22-000278 (filed Sep 16, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hsieh Anthony LiCIK 0001655400 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2022 | Class A Common Stock | PPurchaseAcquired | +49,287 | $1.60 | +$78,859.2 | 3,837,999 | Indirect | |
| Sep 15, 2022 | Class A Common Stock | PPurchaseAcquired | +53,350 | $1.60 | +$85,360 | 3,891,349 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were reported on the reporting person's original Form 4 with a transaction date of September 15, 2022; however; the correct date of the transaction was September 14, 2022.
- F2
These shares include 28,508 shares acquired via an exempt acquisition on September 13, 2022 which were inadvertently omitted from the original Form 4 filed by the reporting person on September 15, 2022 and which were subsequently reported on a Form 4/A filed by the reporting person on January 6, 2023.
- F3
As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.
- F4
These shares were reported on the reporting person's original Form 4 with a transaction date of on September 14, 2022; however, the correct date of the transaction was September 15, 2022.