Skip to main content

Hsieh Anthony Li's Form 4/A amendment

Amended

loanDepot, Inc. (LDI) · filed Jan 9, 2023

Accession no.
0001831631-23-000011
Filed
Jan 9, 2023
Trade date
Sep 13, 2022
Filing delay
118 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Sep 15, 2022

This filing lists 1 non-derivative transaction. Open-market purchases total $45.6K. It was filed 118 days after the trade.

This amendment replaces 0001831631-22-000277 (filed Sep 15, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hsieh Anthony LiCIK 0001655400Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2022Class A Common StockPPurchaseAcquired+28,508$1.60+$45,612.83,788,712Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These shares were inadvertently omitted from the reporting person's original Form 4, and also were omitted from the four subsequent Forms 4 filed by the reporting person after the original Form 4 was filed.

F2

As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read the full filing on SEC EDGAR (opens in a new tab)