Hsieh Anthony Li's Form 4 filing

loanDepot, Inc. (LDI) · filed Aug 31, 2022

Accession no.: 0001831631-22-000244
Filed: Aug 31, 2022
Trade date: Aug 29-30, 2022
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $354.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Hsieh Anthony LiCIK 0001655400	Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Aug 29, 2022	Class A Common Stock	PPurchaseAcquired	+176,862	$1.60^F1	+$282,979.2	3,554,808	Indirect
Aug 30, 2022	Class A Common Stock	PPurchaseAcquired	+44,847	$1.60^F3	+$71,755.2	3,599,655	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price range of $1.59 to $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price of $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)