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Hsieh Anthony Li's Form 4 filing

loanDepot, Inc. (LDI) · filed Nov 5, 2021

Accession no.
0001831631-21-000139
Filed
Nov 5, 2021
Trade date
Nov 3-5, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $8.73M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hsieh Anthony LiCIK 0001655400Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 3, 2021Class A Common StockPPurchaseAcquired+555,990$6.93F1+$3,853,010.7555,990Indirect
Nov 4, 2021Class A Common StockPPurchaseAcquired+522,416$6.69F1+$3,494,963.041,078,406Indirect
Nov 5, 2021Class A Common StockPPurchaseAcquired+216,615$6.37F1+$1,379,837.551,295,021Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Average weighted price per share.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)