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vant Hoff Graham's Form 4 filing

5E Advanced Materials, Inc. (FEAM) · filed Jul 2, 2026

Accession no.
0001829340-26-000007
Filed
Jul 2, 2026, 8:41 AM ET
Trade date
Jun 30-Jul 1, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 5 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
vant Hoff GrahamCIK 0001829340Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2026Common StockMOption exerciseAcquired+8,196–F1–21,455Direct
Jul 1, 2026Common StockFTax withholdingDisposed−3,033$1.44−$4,367.5218,422Direct
Jul 1, 2026Common StockMOption exerciseAcquired+7,108–F1–25,530Direct
Jul 1, 2026Common StockFTax withholdingDisposed−2,630$1.44−$3,787.222,900Direct
Jul 1, 2026Common StockMOption exerciseAcquired+13,138–F1–36,038Direct
Jul 1, 2026Common StockFTax withholdingDisposed−4,862$1.44−$7,001.2831,176Direct
Jul 1, 2026Common StockMOption exerciseAcquired+18,764–F1–49,940Direct
Jul 1, 2026Common StockFTax withholdingDisposed−6,943$1.44−$9,997.9242,997Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 30, 2026Common StockAGrant or awardAcquired+18,764$0.00$018,764Direct
Jul 1, 2026Common StockMOption exerciseDisposed−8,196$0.00$00Direct
Jul 1, 2026Common StockMOption exerciseDisposed−7,108$0.00$00Direct
Jul 1, 2026Common StockMOption exerciseDisposed−13,138$0.00$00Direct
Jul 1, 2026Common StockMOption exerciseDisposed−18,764$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

Referenced by the price of 4 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)