Roller Daniel J's Form 4 filing
Horizon Kinetics Holding Corp (HKHC) · filed Jul 20, 2023
- Accession no.
- 0001829240-23-000002
- Filed
- Jul 20, 2023, 5:01 PM ET
- Trade date
- Jul 18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $262.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roller Daniel JCIK 0001829268 | Director |
| Maran Partners Fund, LPCIK 0001655289 | 10% Owner |
| Maran SPV, LPCIK 0001825478 | 10% Owner |
| Maran Capital Management, LLCCIK 0001829240 | 10% Owner |
| Maran Partners GP, LLCCIK 0001829261 | 10% Owner |
| Maran SPV GP, LLCCIK 0001829571 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2023 | Common Stock, par value $0.10 per share | PPurchaseAcquired | +704,067 | $0.33 | +$232,342.11 | 4,214,150 | Indirect | |
| Jul 18, 2023 | Common Stock, par value $0.10 per share | PPurchaseAcquired | +90,000 | $0.33 | +$29,700 | 190,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.