Yu Cao's Form 4 filing
FiEE, Inc. (FIEE) · filed Apr 14, 2025
- Accession no.
- 0001829126-25-002637
- Filed
- Apr 14, 2025
- Trade date
- Apr 10, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu CaoCIK 0002054128 | Officer (Chief Financial Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2025 | Common Stock | PPurchaseAcquired | +22,278 | –F2 | – | 1,145,833 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person.
Referenced by the price of 1 transaction in Table II.