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UY Scuti Investments Ltd's Form 4 filing

UY Scuti Acquisition Corp. (UYSC) · filed Apr 9, 2025

Accession no.
0001829126-25-002512
Filed
Apr 9, 2025
Trade date
Apr 7-9, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $133.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
UY Scuti Investments LtdCIK 000206372510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 7, 2025Ordinary shares, $0.001 par valuePPurchaseAcquired+6,258$10.00+$62,5801,671,258Direct
Apr 9, 2025Ordinary shares, $0.001 par valuePPurchaseAcquired+7,090$10.00+$70,9001,678,348Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 7, 2025Ordinary SharesPPurchaseAcquired+1,251–F1–1,251Direct
Apr 9, 2025Ordinary SharesPPurchaseAcquired+1,418–F1–1,418Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reporting person acquired 13,348 units in total (6,258 units on 4/7/25 and 7,090 units on 4/9/25), at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share, exercising the overallotment option in full.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)