UY Scuti Investments Ltd's Form 4 filing
UY Scuti Acquisition Corp. (UYSC) · filed Apr 3, 2025
- Accession no.
- 0001829126-25-002369
- Filed
- Apr 3, 2025
- Trade date
- Apr 1, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $2.27M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| UY Scuti Investments LtdCIK 0002063725 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Ordinary shares, $0.001 par value | PPurchaseAcquired | +227,500 | $10.00 | +$2,275,000 | 1,665,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Ordinary Shares | PPurchaseAcquired | +45,500 | –F1 | – | 45,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person acquired 227,500 units, at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share. Does not include securities underlying up to 13,348 units which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the overallotment option in full.
Referenced by the price of 1 transaction in Table II.