Osser Leonard's Form 4/A amendment
AmendedNexalin Technology, Inc. (NXL) · filed Sep 25, 2024
- Accession no.
- 0001829126-24-006464
- Filed
- Sep 25, 2024, 5:26 PM ET
- Trade date
- Sep 28, 2022
- Filing delay
- 728 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 5, 2023
This filing lists 1 derivative transaction. It was filed 728 days after the trade.
This amendment replaces 0001829126-23-006447 (filed Oct 5, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Osser LeonardCIK 0001188354 | Other: Spouse |
| Elson MarilynCIK 0001916491 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2022 | Common Stock | PPurchaseAcquired | +36,000 | $0.40 | +$14,400 | 136,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
1. Includes shares that Reporting Person owns with spouse Leonard Osser and for which Reporting Person has shared voting and dispositive power with spouse. Form 4 filed as joint ownership filing