Ballengee James H.'s Form 4 filing
Vivakor, Inc. (VIVK) · filed May 29, 2024
- Accession no.
- 0001829126-24-003847
- Filed
- May 29, 2024
- Trade date
- May 23-28, 2024
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $113.1K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ballengee James H.CIK 0001646366 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2024 | Common Stock, par value $0.001 | PPurchaseAcquired | +30,744 | $1.29F1 | +$39,659.76 | 1,324,416 | Direct | |
| May 24, 2024 | Common Stock, par value $0.001 | PPurchaseAcquired | +41,381 | $1.27F2 | +$52,553.87 | 1,365,797 | Direct | |
| May 28, 2024 | Common Stock, par value $0.001 | PPurchaseAcquired | +15,277 | $1.37F3 | +$20,929.49 | 1,381,074 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The average purchase price per share of $1.29 based on the total price of $39,804.00.
Referenced by the price of 1 transaction in Table I.
- F2
The average purchase price per share of $1.27 based on the total price of $52,537.80.
Referenced by the price of 1 transaction in Table I.
- F3
The average purchase price per share of $1.37 based on the total price of $20,893.57.
Referenced by the price of 1 transaction in Table I.