Ballengee James H.'s Form 4 filing

Vivakor, Inc. (VIVK) · filed Apr 23, 2024

Accession no.: 0001829126-24-002728
Filed: Apr 23, 2024
Trade date: Apr 19-22, 2024
Filing delay: 4 days
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $222.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Ballengee James H.CIK 0001646366	Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Apr 19, 2024	Common Stock, par value $0.001	PPurchaseAcquired	+30,000	$1.12^F1	+$33,600	1,053,672	Direct
Apr 22, 2024	Common Stock, par value $0.001	PPurchaseAcquired	+138,000	$1.37^F2	+$189,060	1,191,672	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The average purchase price per share of $1.12 based on the total price of $33,529.

Referenced by the price of 1 transaction in Table I.

The average purchase price per share of $1.37 based on the total price of $189,550.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)