DeSantis Dean's Form 4/A amendment
AmendedCelsius Holdings, Inc. (CELH) · filed Feb 8, 2024
- Accession no.
- 0001829126-24-000844
- Filed
- Feb 8, 2024
- Trade date
- Jan 29-31, 2024
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jan 31, 2024
This filing lists 6 non-derivative transactions. Open-market sales total $16.7M. It was filed 10 days after the trade.
This amendment replaces 0001829126-24-000610 (filed Jan 31, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeSantis DeanCIK 0001993010 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | SSaleDisposed | −60,462 | $33.33 | −$2,015,198.46 | 30,840,275 | Indirect | |
| Jan 30, 2024 | Common Stock | SSaleDisposed | −60,462 | $33.33 | −$2,015,198.46 | 30,779,813 | Indirect | |
| Jan 31, 2024 | Common Stock | SSaleDisposed | −60,465 | $33.33 | −$2,015,298.45 | 30,719,348 | Indirect | |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −67,877 | $53.55 | −$3,634,813.35 | 30,651,471 | Indirect | |
| Jan 30, 2024 | Common Stock | SSaleDisposed | −67,641 | $52.56 | −$3,555,210.96 | 30,583,830 | Indirect | |
| Jan 31, 2024 | Common Stock | SSaleDisposed | −67,376 | $51.48 | −$3,468,516.48 | 30,516,454 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person is a trustee of the Carl De Santis Revocable Trust, which owns a 100% beneficial interest in CDF, the record holder of the shares which are the subject of this report. The Reporting Person has shared voting and dispositive power with respect to such shares. The purpose of this amendment is to correct an inadvertent error in the number of shares held by CDF after completion of the reported transactions.
- F2
Represents shares of common stock of Celsius Holdings, Inc. ("CELH") sold by CDF upon exercise of call options sold to an unaffiliated third-party purchaser on April 12, 2023. Call options represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the strike price.
- F3
Represents shares of common stock of CELH, sold by CDF to an unaffiliated third-party purchaser pursuant to a variable prepaid forward contract dated January 6, 2022.