Pfta I LP's Form 4 filing
Perception Capital Corp. III (PFTA) · filed Jul 24, 2023
- Accession no.
- 0001829126-23-004858
- Filed
- Jul 24, 2023, 6:06 PM ET
- Trade date
- Jul 21, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 derivative transactions. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pfta I LPCIK 0001853512 | 10% Owner |
| Pfta I GP Inc.CIK 0001853734 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As described in the issuer's registration statement on Form S-1 (File No. 333-257185) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares"), will automatically convert into Class A ordinary shares, par value $0.0001 per share (the "Class A ordinary shares"). at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
Referenced by the price of 1 transaction in Table II.
- F4
As described in the issuer's registration statement on Form S-1 (File No. 333-257185) under the heading "Description of Securities--Warrants--Private Placement Warrants," the private placement warrants (the "private placement warrants"), will be exercisable for one Class A ordinary share 30 days after the issuer completes an initial business combination and will expire five years from the consummation of the issuer's initial business combination or earlier upon redemption or liquidation.
Referenced by the price of 1 transaction in Table II.