Elson Marilyn's Form 4 filing
Nexalin Technology, Inc. (NXL) · filed Sep 20, 2022
- Accession no.
- 0001829126-22-017010
- Filed
- Sep 20, 2022, 2:29 PM ET
- Trade date
- Sep 16, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $149.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elson MarilynCIK 0001916491 | Officer (Ms. Elson serves as CFO), 10% Owner |
| Osser LeonardCIK 0001188354 | Other: Spouse |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +36,000 | $4.15 | +$149,400 | 825,744 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +100,000 | $0.40 | +$40,000 | 100,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.